1031.Exchange INTELLIGENCE NETWORK
License territory Acquire
PROFESSIONAL ROLES

Securities professional

Also called: registered representative · broker-dealer representative · investment professional

⌕ Search dictionary
PLAIN-ENGLISH DEFINITION

A licensed professional involved when a replacement-property product is a security.

What it means in practice.

Certain fractional real-estate products can be securities. Tax advice, real-estate brokerage and securities advice are different professional functions and may require different licenses.

Why it matters.

A 1031 site should route regulated-product questions to appropriately licensed professionals.

Additional notes.

Certain fractional real-estate products can be securities. Tax advice, real-estate brokerage and securities advice are different professional functions and may require different licenses.

CONNECTED LANGUAGE

Related definitions.

Ownership & EntitiesDSTCommon shorthand for Delaware Statutory Trust, a legal trust structure often used in securitized fractional real-estate offerings.Core 1031Qualified intermediaryA commonly used independent facilitator that enters into an exchange agreement and helps structure transfers so the taxpayer does not simply receive the exchange proceeds.
KEEP LEARNING

Build the vocabulary before the transaction clock starts.

Explore the federal framework, exchange structures, replacement-property intelligence and professional roles connected to this term.

Open learning centerSearch another term